8-K 1 a06-9164_18k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

 

Securities and Exchange Commission

Washington, D.C. 20549

 

Form 8-K

 

Current Report

 

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):

April 17, 2006

 

Prospect Medical Holdings, Inc.

(Exact name of Registrant as specified in its charter)

 

Delaware

(State or other jurisdiction of incorporation)

 

1-32203

 

33-0564370

(Commission File Number)

 

(IRS Employer Identification No.)

 

 

 

400 Corporate Pointe, Suite 525

 

 

Culver City, California

 

90230

(Address of principal executive offices)

 

(Zip Code)

 

 

 

Registrant’s telephone number, including area code:  (310) 338-8677

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 



 

Item 7.01.                                          Regulation FD Disclosure.

 

During the week of April 17, 2006, representatives of Prospect Medical Holdings, Inc. will make presentations to analysts and others using slides containing the information set forth in Exhibit 99 to this report.

 

The information contained in this report, including Exhibit 99, is furnished pursuant to Item 7.01 of Form 8-K and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section, unless we specifically incorporate it by reference in a document filed under the Securities Act of 1933 or the Securities Exchange Act of 1934. By filing this report and furnishing this information, we make no admission as to the materiality of any information in this report.

 

Cautionary Statements Regarding Presentation

 

The presentation in Exhibit 99 contains estimates and other forward-looking statements (i.e., statements which are not historical facts) which are based on assumptions that we believe, as of the date hereof, are reasonable. However, there will inevitably be differences between such forward-looking statements and our actual results because events and circumstances frequently do not occur as expected, and those differences may be material. Consequently, there can be no assurance that any of the forward-looking statements will come to pass. You are cautioned not to place undue reliance on the forward-looking statements as they are based on current expectations and general assumptions and are subject to various risks, uncertainties and other factors, many of which are beyond our control, and which may cause actual results to differ materially from the views, beliefs and estimates expressed in the presentation. Some factors that may affect the accuracy of the forward-looking statements include those outlined in our annual report on Form 10-K for the year ended September 30, 2005 and our quarterly report on Form 10-Q for the quarter ended December 31, 2005.

 

While we may elect to update the estimates and other forward-looking statements in the future, we specifically disclaim any obligation to do so, even if our estimates or forecasts change.

 

Item 9.01.                                          Financial Statements and Exhibits.

 

(d)                                  Exhibits

 

The following exhibits are filed with the Form 8-K:

 

Exhibit

 

 

Number

 

Description

 

 

 

99

 

Text of slide presentation of Prospect Medical Holdings, Inc. to be used in meetings with analysts and others during the week of April 17, 2006.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

PROSPECT MEDICAL HOLDINGS, INC.

 

 

 

 

 

By:

  /s/ Mike Heather

 

 

 

Mike Heather, Chief Financial Officer

 

 

Dated:  April 18, 2006

 

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EXHIBIT INDEX

 

Exhibit

 

 

Number

 

Description

 

 

 

99

 

Text of slide presentation of Prospect Medical Holdings, Inc. to be used in meetings with analysts and others during the week of April 17, 2006.

 

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