10-Q 1 a06-4787_110q.htm QUARTERLY REPORT PURSUANT TO SECTIONS 13 OR 15(D)

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 10-Q

 

ý

 

Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

 

 

 

For the quarterly period ended December 31, 2005

 

 

 

or

 

 

 

o

 

Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

 

Commission file number: 1-32203

 

Prospect Medical Holdings, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

 

33-0564370

(State or other jurisdiction of
incorporation or organization)

 

(I.R.S. Employer
Identification No.)

 

 

 

 

400 Corporate Pointe, Suite 525
Culver City, California

 

90230

 

(Address of principal executive offices)

 

(Zip Code)

 

(310) 338-8677

(Registrant’s telephone number, including area code)

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes ý  No o

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer  o    Accelerated filer  o    Non-accelerated filer  ý

 

The number of shares of the issuer’s Common Stock, par value $0.01 per share, outstanding as of February 6, 2006, was 6,878,628

 

 



 

PROSPECT MEDICAL HOLDINGS, INC.

 

Index

 

 

Part I – Financial Information

 

Item 1.

Financial Statements

 

 

 

 

 

Condensed Consolidated Balance Sheets as of December 31, 2005 (unaudited) and September 30, 2005

 

 

 

 

 

Condensed Consolidated Statements of Income for the three-month periods ended December 31, 2005 and 2004 (unaudited)

 

 

 

 

 

Condensed Consolidated Statements of Cash Flows for the three-month periods ended December 31, 2005 and 2004 (unaudited)

 

 

 

 

 

Notes to Condensed Consolidated Financial Statements (unaudited)

 

 

 

 

Item 2.

Management’s Discussion and Analysis of Financial Condition and Results of Operations

 

 

 

 

Item 3.

Quantitative and Qualitative Disclosures About Market Risk

 

 

 

 

Item 4.

Controls and Procedures

 

 

 

 

 

Part II - Other Information

 

 

 

 

Item 1.

Legal Proceedings

 

 

 

 

Item 2.

Unregistered Sales of Equity Securities and Use of Proceeds

 

 

 

 

Item 6.

Exhibits

 

 

 

 

Signatures

 

 

2



 

PART I - FINANCIAL INFORMATION

 

Item 1.    Financial Statements.

 

PROSPECT MEDICAL HOLDINGS, INC.

 

CONDENSED CONSOLIDATED BALANCE SHEETS

 

 

 

December 31,
2005

 

September 30
2005

 

 

 

(Unaudited)

 

 

 

ASSETS

 

 

 

 

 

Current assets

 

 

 

 

 

Cash and cash equivalents

 

$

13,418,765

 

$

16,949,304

 

Investments, primarily restricted certificates of deposit

 

1,129,653

 

1,100,000

 

 

 

 

 

 

 

Risk pool receivables

 

3,773

 

57,267

 

Other receivables, net of allowances of $874,000 and $802,000 at  December 31, 2005 and September 30, 2005

 

993,299

 

1,940,536

 

Notes receivable, current portion

 

58,216

 

52,160

 

Prepaid expenses and other

 

407,143

 

646,932

 

Deferred income taxes, net

 

1,607,953

 

1,904,137

 

 

 

 

 

 

 

Total current assets

 

$

17,618,802

 

$

22,650,336

 

 

 

 

 

 

 

Property, improvements and equipment:

 

 

 

 

 

Land

 

40,620

 

40,620

 

Leasehold improvements

 

804,956

 

726,973

 

Equipment

 

3,279,244

 

3,342,385

 

 

 

 

 

 

 

Furniture and fixtures

 

557,362

 

546,523

 

 

 

4,682,182

 

4,656,501

 

Less accumulated depreciation and amortization

 

(3,582,231

)

(3,454,282

)

Property, improvements and equipment, net

 

1,099,951

 

1,202,219

 

 

 

 

 

 

 

Notes receivable, long term portion

 

563,711

 

572,979

 

Deposits

 

500,007

 

583,226

 

 

 

 

 

 

 

Goodwill

 

38,623,321

 

31,404,328

 

Other intangible assets, net

 

1,993,346

 

1,317,614

 

Total assets

 

$

60,399,138

 

$

57,730,702

 

 

 

 

 

 

 

LIABILITIES AND SHAREHOLDERS’ EQUITY

 

 

 

 

 

Current liabilities:

 

 

 

 

 

Accrued medical claims and other health care costs payable

 

$

12,262,202

 

$

11,532,328

 

Accounts payable and other accrued liabilities

 

6,577,349

 

9,799,968

 

Current maturities of long-term debt

 

2,800,000

 

2,000,000

 

Total current liabilities

 

21,639,551

 

23,332,296

 

 

 

 

 

 

 

Long-term debt, less current maturities

 

8,800,000

 

6,166,667

 

Deferred income taxes

 

1,000,180

 

1,045,696

 

Other long-term liabilities

 

185,000

 

185,000

 

Total liabilities

 

31,624,731

 

30,729,659

 

Minority interest

 

67,003

 

65,405

 

 

 

 

 

 

 

Shareholders’ equity: